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  • Handbook logo Sphere Handbook
    Humanitarian Charter and Minimum Standards in Humanitarian Response

    • Contents

    • Foreword

    • Acknowledgements

      • Foundation chapters

      • Technical chapters

      • Vulnerabilities, capacities and operational settings

      • Sphere Board (May 2018)

      • Donors

      • Handbook revision team

      • Sphere Focal Points which organised in-person revision consultations:

  • Chapter 1 icon What is Sphere?

    • Contents

    • What is Sphere?

      • 1. The Handbook

        • Four foundation chapters and four technical chapters

          • The Code of Conduct: 10 Core Principles

        • The Minimum Standards promote a consistent approach

        • The structure of the standards

        • Working with the key indicators

        • Links with other standards

      • 2. Using the standards in context

      • The standards apply throughout the programme cycle

        • Assessment and analysis

        • Strategy development and programme design

        • Implementation

        • Monitoring, evaluation, accountability and learning

      • Understanding vulnerabilities and capacities

        • Data disaggregation

        • Children

        • Older people

        • Gender

        • Gender-based violence

        • Persons with disabilities

        • People living with and affected by HIV

        • LGBTQI people

        • Mental health and psychosocial support

      • Understanding the operational setting

        • Supporting national and local actors

        • Protracted crises

        • Urban settings

        • Communal settlements

        • Settings with domestic or international military forces

        • Environmental impact in humanitarian response

    • Appendix Delivering assistance through markets

      • Market analysis as part of response analysis

      • Programming and markets

      • Checklists

        • Checklist for cash-based assistance

          • Programme design

          • Implementation

          • Monitoring, evaluation and learning

        • Checklist for supply chain management and logistics

          • Programme design

          • Implementation

          • Monitoring, evaluation and learning

    • References and further reading

  • Chapter 2 icon The Humanitarian Charter

    • Our beliefs

    • Our role

    • Common principles, rights and duties

    • Our commitment

  • Chapter 3 icon Protection Principles

    • Contents

    • Protection Principles

      • Putting the Principles into practice

        • Protection activities

      • Protection Principle 1: Enhance people’s safety, dignity and rights and avoid exposing them to furth

        • This Principle includes:

        • Guidance notes

      • Protection Principle 2: Ensure people’s access to impartial assistance, according to need and withou

        • This Principle includes:

        • Guidance notes

      • Protection Principle 3: Assist people to recover from the physical and psychological effects of thre

        • This Principle includes:

        • Guidance notes

      • Protection Principle 4: Help people to claim their rights

        • This Principle includes:

        • Guidance notes

    • Appendix Summary of Professional Standards for Protection Work

    • References and further reading

    • Further reading

  • Chapter 4 icon Core Humanitarian Standard

    • Contents

    • One core standard with nine commitments

      • A unique structure

      • Commitment 1

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 2

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 3

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 4

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 5

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 6

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 7

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 8

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

      • Commitment 9

        • Performance indicators

        • Key actions

        • Organisational responsibilities

        • Guidance notes

    • Appendix Guiding questions for monitoring key actions and organisational responsibilities

      • Commitment 1   Communities and people affected by crisis receive assistance appropriate to their needs.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 2   Communities and people affected by crisis have access to the humanitarian assistance they need at the right time.

        • Guiding questions for monitoring Key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 3   Communities and people affected by crisis are not negatively affected and are more prepared, resilient and less at-risk as a result of humanitarian action.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 4   Communities and people affected by crisis know their rights and entitlements, have access to information and participate in decisions that affect them.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 5   Communities and people affected by crisis have access to safe and responsive mechanisms to handle complaints.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 6   Communities and people affected by crisis receive coordinated, complementary assistance.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 7   Communities and people affected by crisis can expect delivery of improved assistance as organisations learn from experience and reflection.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 8   Communities and people affected by crisis receive the assistance they require from competent and well-managed staff and volunteers.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

      • Commitment 9   Communities and people affected by crisis can expect that the organisations assisting them are managing resources effectively, efficiently and ethically.

        • Guiding questions for monitoring key actions

        • Guiding questions for monitoring organisational responsibilities

    • References and further reading

    • Further reading

  • Chapter 5 icon Water Supply, Sanitation and Hygiene Promotion

    • Contents

    • Essential concepts in water supply, sanitation and hygiene promotion

      • Everyone has the right to water and sanitation

      • Community engagement is crucial

      • WASH requires particular considerations in urban areas

      • A combination of approaches is needed

      • These Minimum Standards should not be applied in isolation

      • International law specifically protects the right to water and sanitation

      • Links to the Protection Principles and the Core Humanitarian Standard

    • 1. Hygiene promotion

      • Hygiene promotion standard 1.1: Hygiene promotion

        • Key actions

        • Key indicators

        • Guidance notes

      • Hygiene promotion standard 1.2: Identification, access to and use of hygiene items

        • Key actions

        • Key indicators

        • Guidance notes

      • Hygiene promotion standard 1.3: Menstrual hygiene management and incontinence

        • Key actions

        • Key indicators

        • Guidance notes

    • 2. Water supply

      • Water supply standard 2.1: Access and water quantity

        • Key actions

        • Key indicators

        • Guidance notes

      • Water supply standard 2.2: Water quality

        • Key actions

        • Key indicators

        • Guidance notes

    • 3. Excreta management

      • Excreta management standard 3.1: Environment free from human excreta

        • Key actions

        • Key indicators

        • Guidance notes

      • Excreta management standard 3.2: Access to and use of toilets

        • Key actions

        • Key indicators

        • Guidance notes

      • Excreta management standard 3.3: Management and maintenance of excreta collection, transport, dispos

        • Key actions

        • Key indicator

        • Guidance notes

    • 4. Vector control

      • Vector control standard 4.1: Vector control at settlement level

        • Key actions

        • Key indicator

        • Guidance notes

      • Vector control standard 4.2: Household and personal actions to control vectors

        • Key actions

        • Key indicators

        • Guidance notes

    • 5. Solid waste management

      • Solid waste management standard 5.1: Environment free from solid waste

        • Key actions

        • Key indicator

        • Guidance notes

      • Solid waste management standard 5.2: Household and personal actions to safely manage solid waste

        • Key actions

        • Key indicators

        • Guidance note

      • Solid waste management standard 5.3: Solid waste management systems at community level

        • Key actions

        • Key indicators

        • Guidance notes

    • 6. WASH in disease outbreaks and healthcare settings

      • Community-based outbreak response

      • Standard 6: WASH in healthcare settings

        • Key actions

        • Key indicators

        • Guidance notes

    • Appendix 1 Water supply, sanitation and hygiene promotion initial needs assessment checklist

    • Appendix 2 The F diagram: faecal–oral transmission of diarrhoeal diseases

    • Appendix 3 Minimum water quantities: survival figures and quantifying water needs

    • Appendix 4 Minimum numbers of toilets: community, public places and institutions

    • Appendix 5 Water- and sanitation-related diseases

      • 1. Environmental classification of water-related infections

      • 2. Environmental classification of excreta-related infections

    • Appendix 6 Household water treatment and storage decision tree

    • References and further reading

    • Further reading

  • Chapter 6 icon Food Security and Nutrition

    • Contents

    • Essential concepts in food security and nutrition

      • Everyone has the right to be free from hunger and to have adequate food

      • The causes of undernutrition are complex

      • Working in urban areas brings specific challenges

      • Some groups are particularly vulnerable to undernutrition

      • These Minimum Standards should not be applied in isolation

      • International law specifically protects the right to adequate food

      • Links to the Protection Principles and Core Humanitarian Standard

    • 1. Food security and nutrition assessments

      • Food security and nutrition assessments standard 1.1: Food security assessment

        • Key actions

        • Key indicators

        • Guidance notes

      • Food security and nutrition assessments standard 1.2: Nutrition assessment

        • Key actions

        • Key indicators

        • Guidance notes

    • 2. Management of malnutrition

      • Management of malnutrition standard 2.1: Moderate acute malnutrition

        • Key actions

        • Key indicators

        • Guidance notes

      • Management of malnutrition standard 2.2: Severe acute malnutrition

        • Key actions

        • Key indicators

        • Guidance notes

    • 3. Micronutrient deficiencies

      • Micronutrient deficiencies standard 3: Micronutrient deficiencies

        • Key actions

        • Key indicators

        • Guidance notes

    • 4. Infant and young child feeding

      • Infant and young child feeding standard 4.1: Policy guidance and coordination

        • Key actions

        • Key indicators

        • Guidance notes

      • Infant and young child feeding standard 4.2: Multi-sectoral support to infant and young child feedin

        • Key actions

        • Key indicators

        • Guidance notes

    • 5. Food security

      • Food security standard 5: General food security

        • Key actions

        • Key indicators

        • Guidance notes

    • 6. Food assistance

      • Food assistance standard 6.1: General nutrition requirements

        • Key actions

        • Key indicators

        • Guidance notes

      • Food assistance standard 6.2: Food quality, appropriateness and acceptability

        • Key actions

        • Key indicators

        • Guidance notes

      • Food assistance standard 6.3: Targeting, distribution and delivery

        • Key actions

        • Key indicators

        • Guidance notes

      • Food assistance standard 6.4: Food use

        • Key actions

        • Key indicators

        • Guidance notes

    • 7. Livelihoods

      • Livelihoods standard 7.1: Primary production

        • Key actions

        • Key indicators

        • Guidance notes

      • Livelihoods standard 7.2: Income and employment

        • Key actions

        • Key indicators

        • Guidance notes

    • Appendix 1 Food security and livelihoods assessment checklist

      • Food security of livelihood groups

      • Food security before the crisis (baseline)

      • Food security during crises

    • Appendix 2 Seed security assessment checklist

      • Seed security before the crisis (baseline)

      • Seed security after a crisis

      • Assessing seed supply and demand: home stocks

      • Assessing seed supply and demand: local markets

      • Assessing seed supply and demand: formal sector

    • Appendix 3 Nutrition assessment checklist

      • Pre-emergency situation

      • The current risk of undernutrition

    • Appendix 4 Measuring acute malnutrition

      • Infants under six months

      • Children aged 6–59 months

      • Children aged 5–19 years

      • Adults (20–59 years)

      • Older people

      • Persons with disabilities

    • Appendix 5 Measures of the public health significance of micronutrient deficiencies

    • Appendix 6 Nutritional requirements

    • References and further reading

    • Further Reading

  • Chapter 7 icon Shelter and Settlement

    • Contents

    • Essential concepts in shelter and settlement

      • Everyone has the right to adequate housing

      • Shelter and settlement responses aim to provide a safe living environment

      • Shelter and settlement responses in urban settings require specific expertise

      • Various post-crisis settlement scenarios need to be considered

      • These Minimum Standards should not be applied in isolation

      • International law specifically protects the right to adequate shelter

      • Links to the Protection Principles and Core Humanitarian Standard

    • 1. Planning

      • Shelter and settlement standard 1: Planning

        • Key actions

        • Key indicators

        • Guidance notes

    • 2. Location and settlement planning

      • Shelter and settlement standard 2: Location and settlement planning

        • Key actions

        • Key indicators

        • Guidance notes

    • 3. Living space

      • Shelter and settlement standard 3: Living space

        • Key actions

        • Key indicators

        • Guidance notes

    • 4. Household items

      • Shelter and settlement standard 4: Household items

        • Key actions

        • Key indicators

        • Guidance notes

    • 5. Technical assistance

      • Shelter and settlement standard 5: Technical assistance

        • Key actions

        • Key indicators

        • Guidance notes

    • 6. Security of tenure

      • Shelter and settlement standard 6: Security of tenure

        • Key actions

        • Key indicators

        • Guidance notes

    • 7. Environmental sustainability

      • Shelter and settlement standard 7: Environmental sustainability

        • Key actions

        • Key indicators

        • Guidance notes

    • Appendix 1 Shelter and settlement assessment checklist

      • Assessment and coordination

      • Demographics

      • Risks

      • Resources and constraints

      • Materials, design and construction

      • Household and livelihood activities

      • Essential services and communal facilities

      • Host population and environmental impact

      • Household item needs

      • Clothing and bedding

      • Cooking and eating, stoves and fuel

      • Tools and equipment

    • Appendix 2 Description of settlement scenarios

    • Appendix 3 Additional characteristics of settlement scenarios

    • Appendix 4 Assistance options

    • Appendix 5 Implementation options

    • Appendix 6 Potential assistance and implementation options connected to settlement scenarios

    • References and further reading

    • Further reading

  • Chapter 8 icon Health

    • Contents

    • Essential concepts in health

      • Everyone has the right to timely and appropriate healthcare

      • The aim of healthcare in a crisis is to reduce excess morbidity and mortality

      • Support and develop existing health systems

      • Urban crises require a different approach to health responses

      • These Minimum Standards should not be applied in isolation

      • International law specifically protects the right to healthcare

      • Links to the Protection Principles and Core Humanitarian Standard

      • Special considerations to protect healthcare

    • 1. Health systems

      • Health systems standard 1.1: Health service delivery

        • Key actions

        • Key indicators

        • Guidance notes

      • Healthcare systems standard 1.2: Healthcare workforce

        • Key actions

        • Key indicators

        • Guidance notes

      • Health systems standard 1.3: Essential medicines and medical devices

        • Key actions

        • Key indicators

        • Guidance notes

      • Health systems standard 1.4: Health financing

        • Key actions

        • Key indicators

        • Guidance notes

      • Health systems standard 1.5: Health information

        • Key actions

        • Key indicators

        • Guidance notes

    • 2. Essential healthcare

      • 2.1 Communicable diseases

        • Communicable diseases standard 2.1.1: Prevention

          • Key actions

          • Key indicators

          • Guidance notes

        • Communicable diseases standard 2.1.2: Surveillance, outbreak detection and early response

          • Key actions

          • Key indicators

          • Guidance notes

        • Communicable diseases standard 2.1.3: Diagnosis and case management

          • Key actions

          • Key indicators

          • Guidance notes

        • Communicable diseases standard 2.1.4: Outbreak preparedness and response

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.2 Essential healthcare – child health

        • Child health standard 2.2.1: Childhood vaccine-preventable diseases

          • Key actions

          • Key indicators

          • Guidance notes

        • Child health standard 2.2.2: Management of newborn and childhood illness

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.3 Sexual and reproductive health

        • Sexual and reproductive health standard 2.3.1: Reproductive, maternal and newborn healthcare

          • Key actions

          • Key indicators

          • Guidance notes

        • Sexual and reproductive health standard 2.3.2: Sexual violence and clinical management of rape

          • Key actions

          • Key indicators

          • Guidance notes

        • Sexual and reproductive health standard 2.3.3: HIV

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.4 Injury and trauma care

        • Injury and trauma care standard 2.4: Injury and trauma care

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.5 Mental health

        • Mental health standard 2.5: Mental health care

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.6 Non-communicable diseases

        • Non-communicable diseases standard 2.6: Care of non-communicable diseases

          • Key actions

          • Key indicators

          • Guidance notes

      • 2.7 Palliative care

        • Palliative care standard 2.7: Palliative care

          • Key actions

          • Key indicators

          • Guidance notes

    • Appendix 1 Health assessment checklist

      • Preparation

      • Security and access

      • Demographics and social structure

      • Background health information

      • Mortality rates

      • Morbidity ratesc

      • Available resources

      • Data from other relevant sectors

    • Appendix 2 Sample weekly surveillance reporting forms

      • 2.1 Mortality surveillance form (aggregate)*

      • 2.2 Mortality surveillance form (individual records) *

      • 2.3 Sample early warning alert and response (EWAR) early warning reporting form

        • A. WEEKLY AGGREGATE DATA

        • B. OUTBREAK ALERT

      • 2.4 Sample routine health management information system (HMIS) surveillance reporting form

    • Appendix 3 Formulas for calculating key health indicators

      • Crude mortality rate (CMR)

      • Under-5 mortality rate (U5MR)

      • Incidence rate

      • Case fatality rate (CFR)

      • Health facility utilisation rate

      • Number of consultations per clinician per day

    • Appendix 4 Poisoning

      • Initial management

      • Treatment protocols

        • Symptoms of exposure to toxic chemicals and possible treatment

    • References and further reading

    • Further reading

  • Annexes icon Annexes

    • Contents

    • Annex 1 Legal Foundation to Sphere

      • 1. International instruments on human rights, protection and vulnerability

        • 1.1 Treaties and customary law on human rights, protection and vulnerability

          • 1.1.1 Universal human rights

          • 1.1.2 Genocide, torture and other criminal abuse of rights

        • 1.2 United Nations and other formally adopted intergovernmental principles and guidelines on human rights, protection and vulnerability

      • 2. International instruments on armed conflict, international humanitarian law and humanitarian assistance

        • 2.1 Treaties and customary law on armed conflict, international humanitarian law and humanitarian assistance

          • 2.1.1 Core IHL treaties

          • 2.1.2 Treaties on restricted weapons, landmines and cultural property

          • 2.1.3 Customary IHL

        • 2.2 UN and other formally adopted intergovernmental principles and guidelines on armed conflict, IHL and humanitarian assistance

      • 3. International instruments on refugees and internally displaced persons (IDPs)

        • 3.1 Treaties on refugees and IDPs

        • 3.2 UN and other formally adopted intergovernmental principles and guidelines on refugees and IDPs

      • 4. International instruments on disasters and humanitarian assistance

        • 4.1 Treaties on disasters and humanitarian assistance

        • 4.2 UN and other formally adopted intergovernmental principles and guidelines on disasters and humanitarian assistance

      • 5. Humanitarian policy frameworks, guidelines and principles on human rights, protection and vulnerability in emergency preparedness and response

        • 1. Sphere companion standards

        • 2. Other codes, guidance and manuals by theme

          • 2.1 General protection and quality standards in humanitarian response

          • 2.2 Gender equality and protection from gender-based violence (GBV)

          • 2.3 Children in emergencies

          • 2.4 Refugees and internally displaced persons (IDPs)

    • Annex 2 The Code of Conduct for the International Red Cross and Red Crescent Movement and Non-governmental Organisations (NGOs) in Disaster Relief

      • Purpose

      • Definitions

      • The Code of Conduct

        • Principles of Conduct for The International Red Cross and Red Crescent Movement and NGOs in Disaster Response Programmes

        • The working environment

      • Annex I: Recommendations to the governments of disaster affected countries

      • Annex II: Recommendations to donor governments

      • Annex III: Recommendations to inter-governmental organisations

    • Annex 3 Abbreviations and Acronyms

    • Index

      • A

      • B

      • C

      • D

      • E

      • F

      • G

      • H

      • I

      • J

      • K

      • L

      • M

      • N

      • O

      • P

      • Q

      • R

      • S

      • T

      • U

      • V

      • W

      • Y

Copyright © Sphere Association, 2018
Copyright for the Core Humanitarian Standard on Quality and Accountability © CHS Alliance, Sphere Association and Groupe URD, 2018
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